Compliance - Vice President - Regulatory Audit Management for GSBE Divisional Compliance - Frankfurt job opportunity at Goldman Sachs.

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Goldman Sachs Compliance - Vice President - Regulatory Audit Management for GSBE Divisional Compliance - Frankfurt
Experience: 6-years
Pattern: full-time
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Vice President

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degreeBachelor's (B.Sc.)
loacation Frankfurt, Hessen, Germany
loacation Frankfurt, Hes..........Germany

Proactive audit management: manage external audit engagements from planning to reporting, ensuring timely and high-quality deliverables __ Partner with business management, risk, compliance colleagues and other control groups to identify control issues or areas which might potentially result in an audit finding __ Clearly communicate potential audit findings to management and present an overall opinion on the control environment and suggested finding remediation, as appropriate __ Develop recommendations to strengthen internal controls and identify opportunities for improvement __ Adhering to the Global Compliance Framework and supporting the execution of the Compliance programme, including with respect to risk assessments and designing/implementing appropriate controls __ Development and deployment of second line controls and partner with the first line to develop their controls to ensure timely detection of issues and risks. __ Ensuring reviews are being performed appropriately from a qualitative and timeliness perspective and provide challenge to the design, implementation and management of corrective actions __ Working with Legal, Controllers, Internal Audit, #Technology, #Operations (Client Onboarding) and other areas within Compliance (including the broader Divisional Compliance team), Regional Country Compliance and the business divisions to ensure prompt and coordinated resolution of compliance matters __ Assistance with the interpretation and implementation of new rules/regulation - assessing regulatory risks, regulatory changes and potential impact __ Collaborating with other Compliance areas and the business to produce responses to information requests ahead of regulatory audits/reviews/reports/questionnaires

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