Chief Compliance and Regulatory Officer job opportunity at Crypto.com.

Home Jobs In United States Of America Tag: Compliance – Regulatory Compliance & Operations Chief Compliance and Regulatory Officer position at Crypto.com


bot
Crypto.com Chief Compliance and Regulatory Officer
Experience: 10 Years
Pattern: hybrid
Country:
apply Apply Now
Salary:
Status:

Compliance,Regulatory Compliance & Operations

Copy Link Report
degreeBachelor's (B.Sc.)
loacation Chicago, Illinois, United States Of America
loacation Chicago, Illin..........United States Of America

The Chief Compliance and Regulatory Officer (CCRO) will serve as the statutory CCO for both the exchange and clearinghouse at Crypto.com | Derivatives North America (“CDNA”), which is a CFTC dual-registered DCM/DCO.  You will be responsible for ensuring the firm’s adherence to the Commodity Exchange Act (CEA), CFTC Core Principles, and all applicable laws.  You will act as a primary liaison with the Commodity Futures Trading Commission (CFTC), serving as the guardian of market integrity and ensuring a culture of compliance within the firm.\nKey ResponsibilitiesServe as the primary point of contact for the CFTC and other regulatory bodies.  Manage all regulatory inquiries, exams, and Rule Enforcement Reviews (RERs).Oversee the drafting and submission of all rule filings (self-certifications and approval requests) under Part 40 of CFTC regulations, ensuring new products and rules meet statutory standards.Advise Executive Leadership and the Board on the regulatory implications of new business lines, products, and technologies.Oversee a robust trade practice surveillance program to detect and prevent manipulation, wash trading, spoofing, and other disruptive trading practices.Lead the market regulation function, conducting investigations into rule violations, and managing the disciplinary process.Work closely with the Chief Risk Officer to ensure the risk management framework complies with Core Principles (fully funded and margin methodologies, financial resources, default management).Oversee the due diligence and onboarding process for Clearing Members including Market Makers and Futures Commission Merchants (FCMs).Prepare materials for and report quarterly to the ROC.  Ensure the committee has sufficient information to fulfill its oversight duties.Draft and certify the Annual Compliance Reports for both the DCM and DCO as required by the CEA, detailing the firm’s compliance with Core Principles.Develop, maintain and enforce the firm’s Compliance Manual and Code of Ethics.Identify and manage potential conflicts of interest between commercial interests of the firm and its self-regulatory obligationsQualificationsMinimum 10+ years of experience in compliance, legal or regulatory roles within the US derivatives industry (Exchange, Clearinghouse, FCM, or Regulator)Demonstrated leadership experience managing high-performing compliance teams and interaction with C-suite executives and Board Directors.Expert-level knowledge of the Commodity Exchange Act, especially Parts 38, 39  and 40.Bachelor’s Degree RequiredJ.D. or Master’s Degree in Finance/Business strongly preferred.Skills and CompetenciesAbility to make difficult, time-sensitive decisions.Familiarity with modern surveillance software (e.g., SMARTS, Scila, Eventus) and an understanding of electronic trading protocols (FIX API).Exceptional written and verbal communication skills, with the ability to translate complex regulatory jargon for business stakeholders.Unimpeachable Ethics and the fortitude to stand firm on regulatory obligations event when they conflict with short-term commercial goals.Comfortable working at the frontier of finance where products and services may require the development of new best practices drawing upon experience, market norms and standards, to enable innovation within the context of regulatory obligations.\n$200,000 - $265,000 a yearPlus equity match of starting base salary\nLife @ Crypto.comEmpowered to think big. Try new opportunities while working with a talented, ambitious and supportive team.Transformational and proactive working environment. Empower employees to find thoughtful and innovative solutions.Growth from within. We help to develop new skill-sets that would impact the shaping of your personal and professional growth.Work Culture. Our colleagues are some of the best in the industry; we are all here to help and support one another.One cohesive team. Engage stakeholders to achieve our ultimate goal - Cryptocurrency in every wallet. Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-upAspire career alternatives through us - our internal mobility program offers employees a new scope.  Are you ready to kickstart your future with us? BenefitsCompetitive salaryAttractive annual leave entitlement including: birthday, work anniversary401(k) plan with employer matchEligible for company-sponsored group health, dental, vision, and life/disability insuranceWork Flexibility Adoption. Flexi-work hour and hybrid or remote set-upAspire career alternatives through us. Our internal mobility program can offer employees a diverse scope.  Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.About Crypto.com:Founded in 2016, Crypto.com serves more than 150 million customers and is the world's fastest growing global cryptocurrency platform. Our vision is simple: Cryptocurrency in Every Wallet™. Built on a foundation of security, privacy, and compliance, Crypto.com is committed to accelerating the adoption of cryptocurrency through innovation and empowering the next generation of builders, creators, and entrepreneurs to develop a fairer and more equitable digital ecosystem.Learn more at https://crypto.com. Crypto.com is an equal opportunities employer and we are committed to creating an environment where opportunities are presented to everyone in a fair and transparent way. Crypto.com values diversity and inclusion, seeking candidates with a variety of backgrounds, perspectives, and skills that complement and strengthen our team.Personal data provided by applicants will be used for recruitment purposes only.Please note that only shortlisted candidates will be contacted.

Other Ai Matches

Senior Organic Growth Manager Applicants are expected to have a solid experience in handling Marketing – Growth related tasks
Quality Assurance Manager (Crypto.com APP) Applicants are expected to have a solid experience in handling Engineering – Mainapp related tasks
IRL Community Manager - EMEA Applicants are expected to have a solid experience in handling Marketing – Community Management related tasks
SEO/AEO Manager (Sports Prediction) Applicants are expected to have a solid experience in handling Marketing – Growth related tasks
Exchange Operations Specialist Applicants are expected to have a solid experience in handling Engineering – Engineering related tasks
Senior Software Developer - Golang Applicants are expected to have a solid experience in handling Engineering – Engineering related tasks
VIP Sales Manager Applicants are expected to have a solid experience in handling Business Development – Institutional Sales related tasks
(Senior) Data Engineer Applicants are expected to have a solid experience in handling Engineering – Mainapp related tasks
remote-jobserver Remote
Product Director, Banking Engagement Applicants are expected to have a solid experience in handling Product Management & Product Design – Product Management related tasks
remote-jobserver Remote
Freelance Localization Linguist Applicants are expected to have a solid experience in handling Corporate – Product Management related tasks
remote-jobserver Remote
Senior Software Engineer(JAVA) - Crypto.com APP/Loyalty Applicants are expected to have a solid experience in handling Engineering – Mainapp related tasks
Product Manager, Onboarding (Main App) Applicants are expected to have a solid experience in handling Corporate – Product Management related tasks
Senior Product Manager, Card Applicants are expected to have a solid experience in handling Product Management & Product Design – Product Management related tasks
(Senior)Product Manager, Trading Applicants are expected to have a solid experience in handling Product Management & Product Design – Product Management related tasks
Product Designer Applicants are expected to have a solid experience in handling Product Management & Product Design – Product Design related tasks
Digital Designer Applicants are expected to have a solid experience in handling Marketing – Growth related tasks
Trading Ops & Risk Systems Engineer (AI & Automation) Applicants are expected to have a solid experience in handling Trading – Quant Middle Office related tasks
remote-jobserver Remote
Director, Affiliates & Broker Relations Applicants are expected to have a solid experience in handling Business Development – Institutional Sales related tasks
Senior Product Manager, Card Applicants are expected to have a solid experience in handling Product Management & Product Design – Product Management related tasks
IRA Account Specialist, FINRA Series 7 Applicants are expected to have a solid experience in handling Corporate – Finance Operations related tasks
IRL Community Manager - EMEA Applicants are expected to have a solid experience in handling Marketing – Community Management related tasks
CRM MarTech Manager Applicants are expected to have a solid experience in handling Marketing – Growth related tasks
Senior Product Manager, Sports & Predictions Applicants are expected to have a solid experience in handling Product Management & Product Design – Product Management related tasks